Informality Through Sustainability

Informality through Sustainability explores the phenomenon of informality within urban settlements and aims to unravel the subtle links between informal settlements and sustainability. Penetrating its global profile and considering urban informality through an understanding of local implications, the authors collectively reveal specific correlations between sites and their local inhabitants. The book opposes simplistic calls to legalise informal settlements or to view them as ‘problems’ to be solved. It comes at a time when common notions of ‘informality’ are being increasingly challenged. In 25 chapters, the book presents contributions from well-known scholars and practitioners whose theoretical or practical work addresses informality and sustainability at various levels, from city planning and urban design to public space and architectural education. Whilst previous studies on informal settlements have mainly focused on cases in developing countries, approaching the topic through social, cultural and material dimensions, the book explores the concept across a range of contexts, including former Communist countries and those in the so-called Global North. Contributions also explore understandings of informality at various scalar levels – region, precinct, neighbourhood and individual building. Thus, this work helps reposition informality as a relational concept at various scales of urbanisation. This book will be of great benefit to planners, architects, researchers and policymakers interested in the interplay between informality and sustainability.

This professional book introduces an analytical framework of urban informality perspectives in the Middle East that is aligned with the Global South. The context of Egypt, Lebanon, and Jordan—in the Middle East— is the transregional focus of this book. In these contexts, the book opens a new arena of academic discussion on the theory and practice of urban informality. Urban Informality: Experiences and Urban Sustainability Transitions in Middle East Cities questions urban informality, "as a site of transitions", interrelated and interlinked with urban sustainability transitions in speedy changes in a given environment. The book presents ‘urban informality sustainability transitions’ regarding resilience and adaptability that require shifts in urban systems. Shifts from a static process to a dynamic process that eradicates the fragmentation between the tensions, anxieties, and pressures of four modes of production, reproduction, consumptions, and distribution of goods and services in the city and its practices. Finally, through eleven chapters, the concluding remarks explore to what extent and how can urban informality transitions be sustainable.

This book analyses the housing and governance policies of the city of Surakarta, in Indonesia. It addresses the question of whether Surakarta’s strategy for handling the city’s informal sector and marginal settlements shows evidence of sustainability and good governance. The book illustrates current trends in urban development and discussions on effective strategies for improving living conditions in slums on both a global and national scale. Using four main programs as examples, it presents a detailed overview of Surakarta’s housing policies regarding the poor. It critically evaluates the city’s relocation measures and shows that Surakarta’s city government has put into place an effective policy, reaching the poor by inclusive approaches. Influenced by global discussions and best practices, the programs examined are characterized by elements of good governance and Solo’s strategies have already been disseminated to other Indonesian cities. However, the book argues that deficits remain regarding participation and transparency. The work is based on Christian Obermayr's outstanding Master’s thesis, defended in 2013 at the University of Innsbruck, Austria.

This book discusses the potential of a systemic and multidisciplinary design approach to improve urban quality, health, livability, and inclusiveness for people living in informal settlements. In most instances, attempts to address informal settlements lack an adequate assessment of their impact on the wider built environment and implementation of the UN’s Sustainable Development Goals. The Integrated Modification Methodology (IMM), introduced here, offers a systematic, multidisciplinary design tool encompassing several of the aspects that define the environmental performance of urban systems. The book also demonstrates the application of the methodology to an informal settlement, proving its potential to guide systemicurban transformations, also in urban areas lacking formal planning. The case study investigated is in the Rocinha favela in Rio de Janeiro, which ischaracterized by poor water quality, lack of drainage and sanitation systems, and very few green spaces. Based on a rigorous methodology, the process described here can also be applied in similar contexts around the world.

The ideas presented in this book are a conceptual leverage to correct the rigidity of top-down practices and bring the real city, or the city of everyday life, closer to the city of conventional planning. Considering self-organization as the starting point at the base of complex systems, this book tries to understand how specific qualities emerge and evolve from this behavior. For this, the book discusses new ways of looking at and understanding cities by applying holistic methods and approaches based on the conceptual grounds of quantum, fractal, and complexity theories. The book highlights the fact that the information on how to transform and build a city is contained within the city itself. In this regard, some methodological steps to unpack complexities and translate the essential qualities of space into potential generators for city design and planning are provided. The book urges courageous experimentation and proposes a methodology where the computational nature of urban phenomena goes along with historic anthropological ideas, thus emphasizing the characteristics of a specific reality in a model. They do not exclude each other; in fact, they are part of the unbroken web of wholeness. Importantly, the proposed methodology supports gradual and natural coevolution process in the city through combining planned and unplanned actions and the involving multiplicity of actors, impacting on Urban Planning and Design Practice.

This book provides a much-needed analysis of the pivotal role of the urban kampung in Indonesia’s urbanization process and importantly, provides a deeper understanding of how these communities create their complex socio-physical environments through self-organization. The book challenges the current formal approaches and practices to modern planning in Indonesia where many kampungs are classed as illegal and excluded from city plans. Beyond informality unpacks via three case studies the self-generated planning and development arrangements and mechanisms which occur parallel to processes of formal exclusion, adaptation, negotiation and modification. Kampungs are posited as inseparable urban entities contributing to the complex assemblage of the city and the dynamics of contemporary urban planning and design. In the context of planning and design practice, this book provides a better understanding on how one needs to consider human-scale urbanism to achieve more effective and efficient planning plans and policies in the self-organized city. Even though self-organization by residents comes with its challenges as outlined in the book, formal planning in both Indonesia and other developing countries has much to learn from understanding self-organized settlements (kampung) and informal settlements ‘as they are’.

This volume provides visionary approaches within the multi-disciplines engaged with informal settlements covering three main themes; ‘Innovative Policies and Strategies to Informal Urbanism’; ‘Production, Operation and the Life-World of Urban Space’ and finally ‘The Dynamics of Informal Settlements’. The book reflects multi-disciplinary experiences dealing with informality, where authors from a number of global regions present cases, practices and ideologies related to their respective context. This is elaborated through fifteen selected papers, most of which, were presented at the International conference: ARCHCAIRO 6 (the 6th International Conference), "RESPONSIVE URBANISM IN INFORMAL AREAS TOWARDS A REGIONAL AGENDA FOR HABITAT III". The conference was organized as a collaborative activity within the “Informal Urbanism Hub” of the HABITAT University Network Initiative (UNI), the Regional Office for Arab Countries, and Cairo University, aiming at reducing the gap between academia and practice.

This book analyzes the informal practices of contemporary cities through a close dialogue between different research perspectives, with the shared goal of giving voice to informality and evaluating its benefits and potential in a multidimensional key of social factors. Recently, the human sciences have seen the emergence of this new term “informality,” at first sight in conflict with their function of giving order and form to social phenomena. A term with which, in this book, the authors, having as reference the Italian and European experience, specifically identify those unsatisfied social demands and those collective actions “from below” that aim at the recovery of urban space and the renewal of its organization, often not following the trajectories of legality and institutions. By means of a close dialogue between different areas of social research, this book attempts to establish the different declinations and applications of the term, evaluating the causes and effects, benefits, and potential of the phenomena attributable to it, within a multidimensional analysis that calls into question the regeneration and collective use of spaces, political-institutional confrontation and conflict, legal innovation, and social-economic benefits.