Insider Trading Law And Compliance Answer Book
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Insider Trading Law and Compliance Answer Book
Author | : Harry S. Davis |
Publsiher | : Unknown |
Total Pages | : 818 |
Release | : 2016-12 |
Genre | : Insider trading in securities |
ISBN | : 1402427484 |
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The Q&A guide provides you with a step-by-step understanding of the legal requirements imposed upon all investors.
Insider Trading Law and Compliance Answer Book 2015
Author | : Harry S. Davis |
Publsiher | : Unknown |
Total Pages | : 663 |
Release | : 2014 |
Genre | : Insider trading in securities |
ISBN | : 1402422636 |
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Insider Trading Law and Compliance Answer
![Insider Trading Law and Compliance Answer](https://youbookinc.com/wp-content/uploads/2024/06/cover.jpg)
Author | : Harry S. Davis |
Publsiher | : Unknown |
Total Pages | : 703 |
Release | : 2012 |
Genre | : Insider trading in securities |
ISBN | : OCLC:1031449516 |
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Insider Trading Answer Book 2014
Author | : Schulte Roth & Zabel LLP |
Publsiher | : Unknown |
Total Pages | : 0 |
Release | : 2014-03-07 |
Genre | : Electronic Book |
ISBN | : 1402420625 |
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Because the insider trading laws apply to everyone - not just corporate insiders - a proper understanding of both the basics of insider trading law as well as some of the complexities and nuances of this important area of the law is important to anyone who invests in the securities markets. Insider Trading Law and Compliance Answer Book provides you with a step-by-step understanding of the legal requirements imposed upon all investors. It walks you through: - The elements of an insider trading claim - What is legitimate company research that can be freely acted upon and what is nonpublic information that may not - When acting on a "tip" can incur legal liability - The framework of penalties when insider trading has been successfully proven. Insider Trading Law and Compliance Answer Book provides both the lawyer and the lay investor with a complete understanding of the criminal and civil issues that can arise, the possible penalties that could be incurred and the defenses available. It reflects the in depth knowledge of legal practitioners who provide ongoing counseling and litigation representation to a wide array of clients. With today's turbulent financial markets, an increased number of insider trading charges and convictions are hitting the newspapers. Insider Trading Law and Compliance Answer Book, which fully integrates recent regulatory changes, will provide a concise road map, helping the reader to navigate the legal requirements safely.
Insider Tracing Answer Book 2012
Author | : Schulte Roth & Zabel LLP |
Publsiher | : Unknown |
Total Pages | : 0 |
Release | : 2013-01-16 |
Genre | : Electronic Book |
ISBN | : 1402418930 |
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Because the insider trading laws apply to everyone - not just corporate insiders - a proper understanding of both the basics of insider trading law as well as some of the complexities and nuances of this important area of the law is important to anyone who invests in the securities markets. Insider Trading Law and Compliance Answer Book provides you with a step-by-step understanding of the legal requirements imposed upon all investors. It walks you through: - The elements of an insider trading claim - What is legitimate company research that can be freely acted upon and what is nonpublic information that may not - When acting on a "tip" can incur legal liability - The framework of penalties when insider trading has been successfully proven. Insider Trading Law and Compliance Answer Book provides both the lawyer and the lay investor with a complete understanding of the criminal and civil issues that can arise, the possible penalties that could be incurred and the defenses available. It reflects the in depth knowledge of legal practitioners who provide ongoing counseling and litigation representation to a wide array of clients. With today's turbulent financial markets, an increased number of insider trading charges and convictions are hitting the newspapers. Insider Trading Law and Compliance Answer Book, which fully integrates recent regulatory changes, will provide a concise road map, helping the reader to navigate the legal requirements safely.
Insider Trading
Author | : John P. Anderson |
Publsiher | : Cambridge University Press |
Total Pages | : 277 |
Release | : 2018-06-07 |
Genre | : Business & Economics |
ISBN | : 9781107149199 |
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Explains why the current US insider trading regime is inefficient and unjust, and offers a clear path to reform.
Insider Dealing
Author | : Gil Brazier |
Publsiher | : Routledge |
Total Pages | : 311 |
Release | : 1996 |
Genre | : Law |
ISBN | : 9781874241027 |
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Insider dealing is rarely out of the news for long these days. At regular intervals, there are Press reports of unusual price movements or trading in the shares of companies which may or may not be doing well or be keen to acquire other companies or to avoid being taken over themselves. It is usually said that the matter is being investigated 'by the authorities' and that may be the last of it that is heard. But what happens and who may be involved? This book attempts to answer those and other related questions. Concentrating of the restatement of insider dealing law contained in the Criminal Justice Act 1993, it outlines the overall law and practice governing the regulation of the criminal office of insider dealing and of certain other 'securities' market offences in the UK. It places the relevant legislation into the context of securities law as a whole. The historical background is explained as is the way in which 'securities' business is effected in the 'City' and how it is presently regulated. It is therefore hoped that this book may be of use to legal and compliance practitioners, to regulators and also to those otherwise studying or teaching 'securities' law, whether at university or college or in respect of a relevant professional or securities industry examination.
Insider Trading
Author | : William K. S. Wang,Marc I. Steinberg |
Publsiher | : Aspen Publishers |
Total Pages | : 1128 |
Release | : 1996 |
Genre | : Insider trading in securities |
ISBN | : STANFORD:36105060243693 |
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Here, at last, is a clear, practical guide on what's legal and what isn't in insider trading. It's the only book that gives you everything you need to: Identify every potential source of insider trading liability -- Deter inadvertent violations with an effective compliance program -- Raise powerful defenses to government and private actions, formations, and transactions. With comprehensive, up-to-date coverage and analysis of such significant aspects as government enforcement, which private plaintiffs can sue, and transnational transactions, you'll find more information -- and more readily usable strategy -- than in any other source on the subject. In one convenient volume, Insider Trading shows you all the ways to avoid liability exposure under all applicable law, including: The Supreme Court case, United States v. O'Hagan -- Federal mail and wire fraud statutes -- Section 10(b) and Section 16(b) -- Bilateral treaties and SEC memoranda with 21 foreign jurisdictions -- Transnational transactions -- State law pitfalls.