Broker Dealer Law And Regulation 5th Edition
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Broker Dealer Law and Regulation 5th Edition
| Author | : Poser, Fanto, Gross |
| Publsiher | : Wolters Kluwer Law & Business |
| Total Pages | : 1920 |
| Release | : 2024 |
| Genre | : Stockbrokers |
| ISBN | : 9781543804966 |
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Broker dealer Law and Regulation
| Author | : Norman S. Poser |
| Publsiher | : Unknown |
| Total Pages | : 135 |
| Release | : 2007 |
| Genre | : Securities |
| ISBN | : LCCN:2007000202 |
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Canadian Securities Regulation
| Author | : David L. Johnston,Kathleen Doyle Rockwell,Cristie Ford,LEXIS-NEXIS (Firme) |
| Publsiher | : Unknown |
| Total Pages | : 135 |
| Release | : 2014 |
| Genre | : Corporations |
| ISBN | : 0433461225 |
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Broker dealer Law and Regulation
| Author | : Norman S. Poser |
| Publsiher | : Unknown |
| Total Pages | : 0 |
| Release | : 1999 |
| Genre | : Brokers |
| ISBN | : OCLC:612321007 |
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Broker Dealer Law and Regulation
| Author | : Norman S. Poser |
| Publsiher | : Aspen Publishers |
| Total Pages | : 523 |
| Release | : 1995-12-31 |
| Genre | : Electronic Book |
| ISBN | : 0316715166 |
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Broker dealer Regulation in a Nutshell
| Author | : Thomas Lee Hazen |
| Publsiher | : West Academic Publishing |
| Total Pages | : 0 |
| Release | : 2003 |
| Genre | : Law |
| ISBN | : 0314144625 |
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This title is designed to provide an introduction and overview of broker-dealer regulation in the securities markets. It covers broker-dealer front office and back office issues as well as market regulation generally. It gives you with an understanding of basic concepts and the basic regulatory scheme, providing an explanation of broker-dealer regulation generally, sales practices, analysts' conflicts of interest, civil liabilities, and arbitration.
SECURITIES REGULATION CASES AND ANALYSIS
| Author | : STEPHEN J.. PRITCHARD CHOI (A.C.) |
| Publsiher | : Unknown |
| Total Pages | : 0 |
| Release | : 2024 |
| Genre | : Electronic Book |
| ISBN | : 1636592716 |
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Fundamentals of Securities Regulation
| Author | : Louis Loss,Joel Seligman,Troy Paredes |
| Publsiher | : Wolters Kluwer Law & Business |
| Total Pages | : 0 |
| Release | : 2018 |
| Genre | : Corporations |
| ISBN | : 1543802753 |
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Previous editions : 2011 (6th), 1983 (1st).